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AML-KYC5 MIN READ

Worked Walkthrough: Build a CDD Risk Profile

Build a concise CDD profile that links purpose, expected activity, risks, and controls.

A new importer file has identity documents and a business license, but the risk profile only says 'normal import activity.' Nature and purpose must become expected activity. The novice move is to rate the customer and skip the baseline. That leaves monitoring with no yardstick for future alerts. Step 1 Name the business model: 'Imports phone accessories for resale to local retailers.' The file starts with what the customer actually does, not just a category. Step 2 Define expected money flow: 'Card receipts from retailers; supplier wires twice monthly to named suppliers.' CDD becomes useful when funds flow is stated…

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