Quick Reference: What Each Compliance Framework Is For
Recall which core compliance framework answers which operating question.
Which framework is strongest for explaining the seven building blocks of a compliance program? HHS OIG guidance and U.S. Sentencing Guidelines §8B2.1. Use them when you need program structure, accountability, reporting, enforcement, and corrective action language. Which framework is strongest for asking whether the program is designed around actual risk and whether it works in practice? The DOJ Evaluation of Corporate Compliance Programs. Use it when discussing risk-based design, implementation, incentives, monitoring, and continuous improvement. Which lens are you using right now? Program versus control Do not let a program-design question get answered with only technical control language, or vice…
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