Quick Reference: DOJ Evidence Deck
Recall the evidence that supports design, empowerment, and effectiveness in practice.
Design What evidence shows the compliance program is well designed? Risk assessment, policies tied to risk, role-based training, reporting channels, controls in high-exposure processes, and third-party procedures. Design evidence answers whether the program matches the company risk profile. Power What evidence shows compliance is resourced and empowered? Reporting access, budget, data rights, escalation routes, board visibility, independence, and authority to challenge or stop risky activity. Power evidence answers whether the function can actually operate under pressure. Do not mix these Design evidence versus practice evidence Both matter. The mistake is using one as proof of the other. Objection The board…
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