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OPERATIONAL-RISK-MANAGEMENT4 MIN READ

Control Design Pocket Deck

Recall the distinctions that turn control discussion into testable control design.

Design vs. operation What is the difference between control design and control operation? A design can be strong and still fail in operation. Evidence The manager reviews it every day. A control owner describes activity but has no evidence path. Your line What artifact shows the review happened, what was checked, what exceptions were found, and what action followed? Do not accept confidence as evidence. Evidence should show operation, criteria, exception handling, and timing. Failure mode What failure-mode question should you ask for any key control? Assume the control exists. How could this control be bypassed, overloaded, misunderstood, or performed…

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