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COMPLIANCE-INVESTIGATIONS5 MIN READ

Negotiate scope with Legal

Use role clarity to align Legal and Compliance on investigation scope, privilege, and decision rights.

Mina M Legal counsel 01 Objective 02 Roles 03 Handoff Scope tension 30 sec Scenario Legal wants tight privilege control; Compliance needs enough factual access to assess controls and remediation. The wrong role split can either weaken privilege or produce a useless remediation plan. 4 functions involved 2 decision rights unclear

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