Sort the Control Components
Categorize compliance actions by control environment, risk assessment, control activity, communication, or monitoring.
Sort each compliance action into the control component it mainly supports. Control environment Risk assessment Control activity Information and communication Monitoring CEO and regional leaders discuss clean revenue in pipeline reviews Map high-risk payments by country, customer type, and intermediary Require pre-clearance before public-sector gifts or travel Publish a searchable gifts policy with local examples Review gift-log exceptions and missing approvals every month Board asks management for evidence of compliance resources Block payment release until vendor ownership screening is complete Analyze hotline trends after entering a new market Send role-specific guidance to employees with approval authority Sample closed investigations for…
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